Securities Regulations

Discussion - 3 hours.  Regulation of the distribution of securities under the Securities Act of 1933 and SEC Rules adopted thereunder, registration and reporting provisions of the 1934 Securities Exchange Act. Coverage includes detailed examination of the registration process, definitional problems, exemptions from registration, resale of restricted securities, civil liability, indemnification and contribution.

Prerequisite: Prior or concurrent enrollment in Business Associations (215 or 215C) is recommended.
Final Assessment: Exam