Securities Regulation I

Discussion - 2 hours. This course focuses on the Securities Act of 1933.  Topics covered include domestic and international public offerings, registration statements, exemptions from registration, secondary and offerings.  Particular attention is devoted to problems of small issuers of securities.

Prerequisite: 215 Business Associations or instructor consent.
Classroom Policies: This course has an attendance policy.

Advanced Writing
No
Units
2
Professional Skills
No
Course Number
236A
Active
Yes

Certificate Requirement

Unit 16
No